SEC Proposes Broker Dealer Rule, Addressing Cybersecurity Risks, with Custom XML
The Securities and Exchange Commission (SEC) published a rule proposal, Addressing Cybersecurity Risks to the U.S. Securities Markets, which calls for broker-dealers, the Municipal Securities Rulemaking Board, clearing agencies, major security-based swap participants, national securities associations and exchanges, security-based swap data repositories and swap dealers, and transfer agents, to address their cybersecurity risks. They will […more]
