The Securities and Exchange Commission’s (SEC) final rule, “Securities Offering Reform for Closed-End Investment Companies” has an initial compliance date of August 1, 2022. The new rule includes structured data (XBRL) requirements geared to make financial information easier for investors to analyze and to help automate regulatory filings and business information process. Investment management companies can get up the learning curve quickly by attending this webinar series taught by XBRL providers with decades of experience working with investment management filers on their SEC submissions.
Attend session 2 to learn how the new requirements will change filers current workflow, and issues to consider during the transition; it will also address SEC staff interpretations and FAQs that can be used as resources.
- Nikkyann Berteau, Disclosure Product Analyst, Broadridge Financial Solutions, Inc.
- Joe Luczka, Director, Advisory, KPMG LLP
- Gordon Ruckdeschel, VP Compliance Services & Funds, Toppan Merrill
- Scott Theis, CEO, Novaworks, LLC, and Chair, XBRL US Domain Steering Committee
This event is free to attend, with an option to participate and earn 1 CPE for $49 ($39 XBRL US Members) – look for details in the registration confirmation.