The Securities and Exchange Commission (SEC) announced plans to hold a virtual compliance outreach program which will be hosted by the SEC Office of Municipal Securities, Municipal Securities Rulemaking Board (MSRB) and Financial Industry Regulatory Authority (FINRA). The program aims to give municipal market participants the opportunity to learn about regulatory and compliance matters for municipal advisors and dealers.
The webcast is open to the public and will take place on December 7, 2023, from 10AM to 4:30 PM ET. Questions can be submitted in advance.
Read the announcement and register to attend.
Upcoming XBRL US Events
Public Review for Version 31 of DQC Rules
Center for Data Quality Committee Meeting
AI Technologies Impact on Company Compliance Activities
Domain Steering Committee Meeting
Communications & Services Steering Committee Meeting
Digital Standards for Digital Assets – Supporting the GENIUS Act
