Posted on Monday, October 2, 2023

The Securities and Exchange Commission (SEC) announced plans to hold a virtual compliance outreach program which will be hosted by the SEC Office of Municipal Securities, Municipal Securities Rulemaking Board (MSRB) and Financial Industry Regulatory Authority (FINRA). The program aims to give municipal market participants the opportunity to learn about regulatory and compliance matters for municipal advisors and dealers.

The webcast is open to the public and will take place on December 7, 2023, from 10AM to 4:30 PM ET. Questions can be submitted in advance.

Read the announcement and register to attend.

Upcoming XBRL US Events

Domain Steering Committee Meeting
Tuesday, December 5, 2023

Communications & Services Steering Committee Meeting
Tuesday, December 19, 2023

FDTA Impact on Municipal Bond Investors
Wednesday, January 17, 2024