The Securities and Exchange Commission (SEC) published a Draft Strategic Plan Fiscal Years 2026 – 2030 and highlighted the three goals of the plan:
- Renew our regulatory policy focus to support innovation, capital formation, market efficiency, and investor protection
- Shift our regulatory practices to increase stakeholder engagement, facilitate compliance efforts of market participants, and effectively return our enforcement approach to Congress’ original intent
- Optimize our operational efficiency by enhancing our organizational structure, modernizing our technology, reforming employee performance management, and implementing robust internal performance reporting that incorporates accountability for resources and program success
Comments must be received by July 2, 2026.
Read the Strategic Plan.
Read the announcement.
