Regulatory

2023 Share Repurchase Taxonomy

Family SHR Version 2023 Taxonomy Guide https://xbrl.sec.gov/shr/2023/shr-taxonomy-guide-2023-09-18.pdf Zip https://xbrl.sec.gov/shr/2023/shr-2023.ziphttps://xbrl.sec.gov/snj/2023/snj-2023.zip Schemas: https://xbrl.sec.gov/shr/2023/shr-2023.xsd https://xbrl.sec.gov/shr/2023/shr-narr-2023.xsd https://xbrl.sec.gov/shr/2023/shr-10b51-2023.xsd https://xbrl.sec.gov/shr/2023/shr-exh-2023.xsd Automatically imported: https://www.xbrl.org/dtr/type/2022-03-31/types.xsd Common Taxonomy Files may be explicitly imported

SEC Proposes Rule: Volume-Based Exchange Transaction Pricing for NMS Stocks

The Securities and Exchange Commission (SEC) published a new rule proposal, Volume-Based Exchange Transaction Pricing for NMS Stocks, to prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency-related orders in certain stocks. If exchanges offer such pricing for their members’ proprietary orders, the proposal would require the exchanges […more]

SEC, MSRB and FINRA to Host Virtual Compliance Outreach for Municipal Advisors & Dealers

The Securities and Exchange Commission (SEC) announced plans to hold a virtual compliance outreach program which will be hosted by the SEC Office of Municipal Securities, Municipal Securities Rulemaking Board (MSRB) and Financial Industry Regulatory Authority (FINRA). The program aims to give municipal market participants the opportunity to learn about regulatory and compliance matters for […more]

SEC Proposes EDGAR Next Rule

The Securities and Exchange Commission (SEC) published the proposed rule EDGAR Filer Access and Account Management in the Federal Register. This rule calls for amendments to access and management of accounts in the EDGAR system, referred to as EDGAR Next. Comments to this proposal are due November 21, 2023. Read the proposed rule and fact […more]

SEC EDGAR Next Beta Demo

Noon ET Tuesday, September 19, 2023
US SEC Webinar
REGISTER for this Free Webinar

The EDGAR Business Office invites you to attend a live presentation of functionality contained in the EDGAR Next Proposing Beta. According to the SEC, registration for this webinar will be limited. Information about the Commission’s EDGAR Next Proposing Release and the EDGAR Next Proposing Beta, including guidance as to how to sign up for the […more]

Sep 26 – Oct 10: EDGAR Next API Q&A Sessions

Tuesday, September 26 - Tuesday, October 10, 2023
US SEC Webinar
See schedule and register for sessions

The EDGAR Business Office (EBO) invites you to attend four live EDGAR Next API development support Q&A sessions, specifically for developers, to facilitate discussion and guidance regarding the API Developer Toolkit. The filing community’s development teams should attend these open forums for additional information. EBO-hosted EDGAR Next API development support Q&A sessions September 26, 2023: 12:30 […more]

XBRL US Comments on SEC Share Repurchase Taxonomy

XBRL US submitted a comment letter to the Securities and Exchange Commission (SEC) with observations and questions related to the Share Repurchase Taxonomy which was developed to support implementation of the final rule, Amendments to Modernize Share Repurchase Disclosure. Our letter raises issues around the SHR Taxonomy including the use of shared taxonomies, parent-child relationships, […more]

XBRL US Comments on SEC Proposed Collection: Rule 17g-1 and Form NRSRO

XBRL US submitted a comment letter to the Securities and Exchange Commission (SEC) in response to its Request for Comment on the Proposed Collection on Rule 17g-1 and Form NRSRO. The letter suggested that the SEC transition Form NRSRO to XBRL-CSV to satisfy requirements of the Financial Data Transparency Act (FDTA) and to leverage the […more]

September, 2023 Newsletter

September 2023 New speakers and sessions added to GovFin 2023: Empowering Governments, Modernizing Reporting, to be held in Washington, DC on November 9, 2023. Barnet Sherman, Founder, Senior Managing Partner, The Tenbar Group; Professor at Boston University; and Senior Contributor to Forbes.com, will share insights into the future of the municipal bond market and the […more]

August 2023 Newsletter

August 2023 Mark Funkhouser to Keynote GovFin 2023: Empowering Governments, Modernizing Reporting, to be held in Washington, DC on November 9, 2023. The former mayor of Kansas City, Missouri, and internationally recognized auditing and municipal finance expert, author, and teacher in public administration, will share his insights at GovFin 2023. In a recent article, Mark […more]