Items tagged with "investment management"

Variable Annuity & Life Insurance Cos – Get the Skill Set for XBRL

3:00 PM ET Tuesday, November 15, 2022
XBRL US Webinar
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Attend session 2 to learn how the new requirements will change filers current workflow, and issues to consider during the transition; it will also address SEC staff interpretations and FAQs that can be used as resources.


XBRL US Comments on SEC Proposal on Investment Company Names

XBRL US submitted a comment letter responding to the Securities and Exchange Commission (SEC) proposal on Investment Company Names. This proposal would require funds to to enhance investor protection through greater clarity and transparency in fund names; and by improving the disclosure requirements for fund terminology by requiring narrative disclosures about a fund’s 80% investment […more]


XBRL US Comments on FASB Q3 Supplemental GAAP Taxonomy

XBRL US commented on the Financial Accounting Standards Board (FASB) Q3 Supplemental GAAP Taxonomy which contains concepts to help Business Development Companies (BDC) meet their new tagging requirements in addition to other improvements. Review the FASB Announcement about the public comment  period. Read the XBRL US letter:XBRL US Comment on FASB Q3 Supplemental GAAP Taxonomy, […more]


XBRL US Comments on SEC Proposal on Recovery of Erroneously Awarded Compensation

XBRL US submitted a comment letter responding to the SEC reopened proposal on Listing Standards for Recovery of Erroneously Awarded Compensation. This proposal was originally proposed in 2015. On the SEC Agency Regulatory List, this proposal is expected to be finalized by October of this year. In our letter, we agreed with the SEC proposal […more]


XBRL US Comments on SEC Data Collection of Form N-MFP

XBRL US submitted a comment letter in response to the Securities and Exchange Commission (SEC) notice of information collection for Form N-MFP, the Monthly Report for Money Market Funds. Today this form, which details disclosure items related to portfolio holdings, including daily and weekly facts, is required to be reported in XML format. Our letter […more]


SEC Requests Input on Data Collection of Form N-MFP

The Securities and Exchange Commission (SEC) published to the Federal Register a notice of information collection for the Form N-MFP, the Monthly Report for Money Market Funds. Today this form, which details disclosure items related to portfolio holdings, is required to be reported in XML format. We believe that Form N-MFP which contains weekly facts […more]


SEC Proposes Rule on Investment Company Names

The Securities and Exchange Commission (SEC) published a rule proposal on Investment Company Names, which aims to address investment company names that are likely to mislead investors about an investment company’s investments and risks. The proposed amendments to this rule are designed to increase investor protection by improving and clarifying the requirement for certain funds to […more]


Mastering New SEC XBRL Requirements for Investment Management Filers (Session 1)

3:00 PM ET Tuesday, May 24, 2022
XBRL US Webinar
Watch / listen to replay

Attend this first session (of 2) for a review of what needs to be tagged, where to find (and how to use) samples provided by the SEC, and learn from a discussion of where facts that must be tagged appear in your own filings.


Mastering New SEC XBRL Requirements for Investment Management Filers (Session 2)

3:00 PM ET Tuesday, June 7, 2022
XBRL US Webinar
Watch / listen to replay

Attend session 2 to learn how the new requirements will change filers current workflow, and issues to consider during the transition; it will also address SEC staff interpretations and FAQs that can be used as resources.


XBRL US Comments on Cybersecurity Risk Management for Investment Advisers

XBRL US submitted a comment letter to the Securities and Exchange Commission (SEC) in response to their rule proposal on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies. In our letter, we agreed with the Commission proposal that cybersecurity incident data be reported in Inline XBRL format to increase the […more]